TRANSAMERICA FINANCIAL ADVISORS, INC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of TRANSAMERICA FINANCIAL ADVISORS, INC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TRANSAMERICA FINANCIAL ADVISORS, INC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000761908-20-000003
• CIK: 761908
• File #: 8-33429
• Material weakness: No
• Auditor: PricewaterhouseCoopers
• Auditor location: Chicago, IL
• Contact: Brian Betizel
• Phone: 319-355-2802
• Signed by: Brian Beitzel (CFO)

Document text (excerpt)

X-17A-5 0000761908 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N TRANSAMERICA FINANCIAL ADVISORS, INC 570 CARILLON PARKWAY ST. PETERSBURG FL 33716-1202 Brian Betizel 319-355-2802 PricewaterhouseCoopers One North Wacker Chicago IL 60606 Certified Public Accountant Brian Beitzel TRANSAMERICA FINANCIAL ADVISORS, INC 12-31-2019 Brian Beitzel CFO Y

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Other filings by this registrant

• X-17A-5 — 2026-03-04
• X-17A-5 — 2025-03-05
• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5/A — 2022-03-01
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-03-31
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-11-27
• X-17A-5 — 2016-04-05
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)