Full text of TRANSAMERICA FINANCIAL ADVISORS, LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINAN C IAL STATEMENT Transamerica Financial Advisors, LLC Year Ended December 31 , 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART** III 0MB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response. 12.00 > I SEC **Ell E NI IMBER** . **8-33429** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING 12/31/25 | | | | | |--------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------|---------------------------------|--|--|--| | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM:<br>Transamerica Financial Advisors LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | Two Liberty Place, 50 South 16th Street | | | | | | | | | (No. and Street) | | | | | | | Philadelphia | PA<br>19102 | | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Brian Beitzel | (3 19) 355-2802 | | brian.beitzel@transamerica. com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | A. ACCOUNT ANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst & Young LLP | | | | | | | | if individual, state last, first, middle name)<br>(Name - | | | | | | | | 801 Grand A venue Suite 3100 | Des Moines | IA | 50309 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 42 | | | | | | (Date of Registration with PCAOB)(if applicable) | | PCAOB Registration Number, if applicable) | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of fact…Read the full text as markdown