Full text of TRANSAMERICA FINANCIAL ADVISORS, INC's X-17A-5/A filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENT Transamerica Financial Advisors, Inc. Year Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm *(Pursuant to Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934)* {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMBNumber: 3235-0123 Expires: Oct. 31 , 2023 Estimated average burden hours per response. 12.00 > I W' **Ell** F **M TI\dBER** . **8-33429** # **ANNUAL REPORTS FORM X-17A-5 PART** III #### **FACING PAGE** #### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINING | 01/01/21<br>MM/DD/YY | AND ENDING 12/31/21<br>MM/DD/YY | | | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|--------------------------------|--|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Transamerica Financial Advisors Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | l8l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>570 Carillon Parkway | | | | | | | | | (No . and Street) | | | | | | | St. Petersburg | 33716 | | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Brian Beitzel | (3 19) 355-2802 | | brian.beitzel@transamerica.com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | A. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | if individual, state last, first, middle name)<br>(Name - | | | | | | | | 1 N. Wacker Drive | Chicago | IL | 60606 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 238 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | # **FOR OFFICAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent pu…Read the full text as markdown