NEEDHAM & COMPANY, LLC X-17A-5 (2019-03-04) — Broker-dealer annual report

Full text of NEEDHAM & COMPANY, LLC's X-17A-5 filed 2019-03-04 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0000764900 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N NEEDHAM & COMPANY, LLC 250 PARK AVENUE 10TH FLOOR NEW YORK NY 10177 Robert Fiordaliso 212-705-0363 KPMG, LLP 345 Park Ave New York NY 10154-0102 Certified Public Accountant John J. Prior, Jr. NEEDHAM & COMPANY, LLC 03-01-2019 John J. Prior, Jr. Chief Executive Officer Y

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