Full text of NEEDHAM & COMPANY, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (An Indirect Wholly Owned Subsidiary of The Needham Group, Inc.) Statement of Financial Condition December 3I,2024 (with Report of Independent Registered Public Accounting Firm) Filed as PUBLIC inþrrnation pursuant to Rule 17a-5(d) under the Securìtíes and Exchange Act of 1934. {1}------------------------------------------------ | UN<br>IT<br>ED<br>S<br>S<br>TA<br>TE | | | | | | | |-------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--| | A<br>N<br>D<br>C<br>O<br>M<br>M<br>IS<br>SI<br>O<br>N<br>ËS<br>EX<br>CH<br>AN<br>6E<br>SE<br>CU<br>RI<br>TI | | | | | | | | 'C<br>W<br>hl<br>D<br>. 2<br>05<br>49<br>to<br>as<br>ng<br>n, | | | | | | | # ANNUAL REPORTS FORM X.17A-5 PART III | oM<br>B<br>Nu<br>mb<br>32<br>35<br>-0<br>12<br>3<br>er: | | | | | | |------------------------------------------------------------|--|--|--|--|--| | : N<br>, 3<br>0,<br>20<br>26<br>Ex<br>pir<br>es<br>ov | | | | | | | Es<br>tlm<br>ãte<br>d<br>b<br>urd<br>en<br>av<br>era<br>ge | | | | | | | l2<br>ho<br>pe<br>r r<br>es<br>po<br>ns<br>e:<br>urs | | | | | | | E N<br>UM<br>EE<br>R<br>SE<br>C<br>FIL | | | | | | 8-33772 ÔMB APPROVAL FACING PAGE fnformation Required Pursuant to Rules 17a-5, !7a-Lz, and 18a-7 under the Securitles Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING o1/01 12024 AND ENDTNG <sup>1213112024</sup> MM/DD/YY MM/DD/YY A. REGISTRANT I DENTI FICATION NAME OF FIRM . Needham & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer ! Security-based swap dealer ! wtajor security-based swap part¡cipant D Check here if respondent is also an OTC derivatlves dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS; (Do not use a P'O, box no.) 250 Park Avenue, 1Oth Floor New York (No, and Street) New York 10177 (Clty) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Robert Fiordaliso 212-705-0363 (Zip Code) rfiordali so@needhamco.com (Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if indlvidual, state last, first, and middle name) 151 W 41nd Street, 19th Floor New York New York <sup>10036</sup> (Address) 0912412003 (city) (State) (zip code) 49 (Date of stration with n Number if FOR OFFICIAL USE ONtY <sup>I</sup>CIalms for exemptlon from the requirement that the ann accountant must be supported by a stâteme…Read the full text as markdown