NEEDHAM & COMPANY, LLC X-17A-5/A (2017-03-01) — Broker-dealer annual report

Full text of NEEDHAM & COMPANY, LLC's X-17A-5/A filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NEEDHAM & COMPANY, LLC
• Form: X-17A-5/A
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000764900-17-000004
• CIK: 764900
• File #: 8-33772
• Material weakness: No
• Auditor: KPMG, LLP
• Auditor location: New York, NY
• Contact: Robert Fiordaliso
• Phone: 212-705-0363
• Signed by: John J, Prior, Jr. (Chief Executive Officer)

Document text (excerpt)

X-17A-5/A 0000764900 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N NEEDHAM & COMPANY, LLC 445 PARK AVENUE NEW YORK NY 10022-2602 Robert Fiordaliso 212-705-0363 KPMG, LLP 345 Park Avenue New York NY 10154-0102 Certified Public Accountant John J, Prior, Jr. NEEDHAM & COMPANY, LLC 12-31-2016 John J. Prior, Jr. Chief Executive Officer Y

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Original filing on SEC EDGAR (source of record)