Full text of NEEDHAM & COMPANY, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (An Indirect Wholly-Owned Subsidiary of TheNeedham Group,Inc.) Statement of Financial Condition ## December 31,20i25 (With Report of Independent Registered Public Accounting Firm) Filed as PUBLIC information pursuant to Rule I7a-5(d) under the Securities and Exchange Act of Ì934 {1}------------------------------------------------ Docusign Envelope ID: 5A15E129-3026-42C6-9A34-595F327F8164 | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS | <br>SEC FILE NUMBER | 8-33772 MM/DD/YY ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2025 12/31/2025 FILING FOR THE PERIOD BEGINNING MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Needham & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer O Check here if respondent is also an OTC derivatives dealer (PCAOB Registration Number, if applicable) AND ENDIN ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 250 Park Avenue, 10th Floor | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|---------------------------| | New York | NY | | 10177 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert Fiordaliso | 212-705-0363 | | rfiordaliso@needhamco.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | RSM US LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 151 W 42nd Street, 19th Floor New York | | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | 49 | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown