Full text of M&T SECURITIES, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |---------------------------------------------|---------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number:<br>3235-0123 | | | Washington, D.C. 20549 | | August 31, 2020<br>Expires: | | | | | Estimated average burden<br>hours per response 12.00 | | | ANNUAL AUDITED REPORT | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | PART III | | 8-35185 | | | | | | | | FACING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/19 | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: M&T Securities, Inc. | | | OFFICIAL USE ONLY | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | 285 Delaware Avenue, Suite 2000 | | | | | | (No. and Street) | | | | Buffalo | NY | | 14202 | | | | | | | (City) | (Slate) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | JAMES STARK<br>716-842-5773 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | PriceWaterhouseCoopers LLP | | | | | | (Name - If individual, state last, first, middle name) | | | | | 726 Exchange Street, Suite 1010 BUFFALO | NY | 14210 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | * Claims for exemption from the regular that the annual report be covered by the opinion of an independent public accountant | | -Claims for exemplion in the requirement in the united on the basis of the exemption. See Section 240.170-5(e)(2) Potential persons who are to sespond to the collection of Information contained in this form are not required to responsible SEC 1410 (11-05) {1}--------------------------------…Read the full text as markdown