Full text of M&T SECURITIES, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART IN | | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 008-35185 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |--------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | M&T SECURITIES, INC. | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | IX Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | L Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1 LIGHT STREET | | | | | (No. and Street) | | | | BALTIMORE | MD | | 21202 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | RICHARD SHATZKIN | (410)545-2051 | | rshatzkin@mtb.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *. | PricewaterhouseCoopers LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | 726 Exchange Street, Suite 1010<br>(Address) | Buffalo<br>(City) | | 14210<br>NY<br>(State)<br>(Zip Code) | | | | 238 | | | October 20, 2003 | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION Richard Shatzkin lice Richard Shatzlin figançal report gertaining to the firm of a many a more of affirm) that, to the best of my knowledge and belief, as of as of 25 2 022 is true and correct. I further swear (or affirm) that neither the company nor any partner, offic…Read the full text as markdown