Full text of M&T SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | BISTRATION CARTS<br>STOURITIES ADDEXCHANGE COMMESTON | | OMB APPROVAL<br>OMB Number: " "<br>3235-0123<br>October 31, 2023<br>Expires:<br>Estimated average burden<br>hours per response 12.00 | | |--------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------|--| | | Washington, D.C. 20549 | | | | | | ANNUAL AUDITED REPORT | | | | | | FORM X-17A-5<br>2019 11 | | SECTE NUMBER | | | | | | 896 - 13 - | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | | MM/DD/YY | | MM/DD/Y Y | | | | A RECISTRATION DESTITICATION | | | | | NAME OF BROKER-DEALER: M&T Securities, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO | | | | 285 Delaware Avenue. Suite 2000 | | | | | | | (No. and Street) | | | | | Buffalo<br>(City) | No<br>(State) | | 14202<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | BE TO COUNT & NOT DIGITITIE CATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>PriceWaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 726 Exchange Street, Suite 1010 Buffalo<br>(Address) | (City) | 11 11<br>(State) | 142410<br>(Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | ائے مغربی کے شہر حوالہ جات Short description is different مینیسوٹ 서 이용 예산업 중 11개 1 SEC 1410 (11-05) \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on us the exemption. See Section 240.17a-5(e)(2) Potential, parasne, who arts to respond to the collectio…Read the full text as markdown