Full text of M&T SECURITIES, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | | | | 8-35185 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: M&T Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): ® Broker-dealer | Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Light Street (No. and Street) Baltimore 21202 MD (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Tanya Petrus (716) 651-4761 tfish@mtb.com (Name) (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopersLLP (Name – if individual, state last, first, and middle name) NY 14210 726 Exchange Street, Suite 1010 Buffalo (Address) (City) (State) (Zip Code) October 20, 2003 238 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Tanya Petrus | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------|---------------------------------------------------------------------| | financial report pertaining to the firm of M&T Securities, Inc. | as of | , 2 024 \_ \_ is true and correct. I further swear (or affirm) that neither the company nor any 2/28 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer…Read the full text as markdown