Full text of INVESTMENT PLANNERS, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Annual Financial Report** *For the year ended December 31, 2021* **PUBLIC** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70211 | | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a•7 under the Securities Exchange Act of 1934 | | | | | | AND ENDING 12/31/2021<br>FILING FOR THE PERIOD BEGINNING 1/1/2021 | | | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: INVESTMENT PLANNERS, INC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>i!!i Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 226 W Eldorado St | | | | | | | (No. and Street) | | | | | DECATUR, | | IL | 62522 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | GARY CUCCIA<br>732-713-9607 | | garyc@investment-planners.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 141 West Jackson Boulevard Chicago | | | 60604<br>IL | | | (Address) | (City) | | (State)<br>(Zip Code) | | | 3/24/2009 | | 3407 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if aoplicable) | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported…Read the full text as markdown