Full text of INVESTMENT PLANNERS, INC.'s X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Annual Financial Report** *December 31, 2022* **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-35642 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2022** MM/DD/YY AND ENDING **12/31/2022 A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Investment Planners, Inc. TYPE OF REGISTRANT (check all applicable boxes): MM/DD/YY C!l Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer **D** Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 226 W Eldorado St (No. and Street) Decatur IL 62522 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ian M. Rhode 217-542-1216 ianr@investment-planners.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan & J uraska LLP (Name - if individual, state last, first, and middle name) 141 West Jackson Boulevard Chicago (Address) (City) 3/24/2009 IL (State) 3407 60604 (Zip Code) (Date of Registration with PCA0B)(if applicable) (PCA0B Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l ?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I | , Bayard Closser | | | | swear (or affirm) that, to the best of my knowledge and belief, the | |---|------------------|--|--|----------------------------------------------------------------------|---------------------------------------------------------------------| | | | | | financial report pertaining to the firm of Investment Planners,…Read the full text as markdown