Full text of INVESTMENT PLANNERS, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Annual Financial Report** *December 31, 2023* **PUBLIC** {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S<br>PART Ill | | 8-35642 | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 1/1/2023 | | | AND ENDING 12/31/2023 | | | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Investment Planners, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | D Major security-based swap participant | | | 226 W Eldorado St | | | | | | | (No. and Street) | | | | | Decatur | IL | | 62522 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ian M. Rhode | 217-542-1216 | | ianr@investment-planners.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ryan & Juraska LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | 141 West Jackson Boulevard | (Name - if individual, state last, first, and middle name)<br>Chicago | IL | 60604 | | | "<br>{Address) | (City) | {State) | (Zip Code) | | | 3/24/2009 | | 3407 | | | | of Regist,aUoo with PCAOB)llf applicable) | | | (PCAOB Regist,aUoo N,mbe,, If applicable) | | | | FOR OFFICIAL USE ONLY | | | | | T | • Claims for exemption from the requirement that the annual reports be covered by the…Read the full text as markdown