Full text of INVESTMENT PLANNERS, INC.'s X-17A-5/A filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Annual Financial Report** *December .11, 202.1* **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-35642 **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2023** MM/DD/YY AND ENDING **12/31/2023 A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Investment Planners, Inc. TYPE OF REGISTRANT (check all applicable **boxes):** MM/DD/VY [!) Broker-dealer D Security-based swap dealer D Major security-based swap participant :::J Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 226 W Eldorado St {No. and Street) Decatur IL 62522 {City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ian M. Rhode 217-542-1216 ianr@investment-planners.com {Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan & Juraska LLP (Name - if individual, state last, first, and middle name) 141 West Jackson Boulevard Chicago IL 60604 {Address) (City) (State) (Zip Code) 3/24/2009 3407 T ie of Reg;,t,at;oo w;th PCAOB)llf applicable) **F OR OFFICIAL USE ONLY** (PCAOB R,g1,1ca1;0, N,mbe,, • oppl;cable) I **\*** Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | , Lori Fuerstenberg<br>I | swear (or affirm) that, to the best of my knowledge and<br>belief, the | |----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaini…Read the full text as markdown