DOWLING & PARTNERS SECURITIES LLC X-17A-5 (2016-02-24) — Broker-dealer annual report

Full text of DOWLING & PARTNERS SECURITIES LLC's X-17A-5 filed 2016-02-24 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DOWLING & PARTNERS SECURITIES LLC
• Form: X-17A-5
• Filed: 2016-02-24
• Period: 2015-12-31
• Accession: 0000790080-16-000004
• CIK: 790080
• File #: 8-35658
• Material weakness: No
• Auditor: PricewaterhouseCooper
• Auditor location: Hartford, CT
• Contact: Vincent J. Dowling, Jr
• Phone: 860-676-7331
• Signed by: Vincent J. Dowling, Jr. (Manager)

Document text (excerpt)

X-17A-5 0000790080 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N DOWLING & PARTNERS SECURITIES LLC 190 FARMINGTON AVENUE FARMINGTON CT 06032 Vincent J. Dowling, Jr 860-676-7331 PricewaterhouseCooper 185 Asylum Street Hartford CT 06103 Certified Public Accountant Vincent J. Dowling, Jr. DOWLING & PARTNERS SECURITIES LLC 02-23-2016 Vincent J. Dowling, Jr Manager Y

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Original filing on SEC EDGAR (source of record)