Full text of DOWLING & PARTNERS SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 38%/,& | | 01/01/2025 | | 12/31/2025 | | |------------------------------------|--------------|-----|------------|---------------------------| | | | | | | | | | | | | | Dowling & Partners Securities, LLC | | | | | | ■ | | | | | | | | | | | | 190 Farmington Ave | | | | | | | | | | | | Farmington | CT | | | 06032 | | | | | | | | | | | | | | Veronica Dowling | 860.676.8600 | | | veronica@dowlinghales.com | | | | | | | | | | | | | | | | | | | | EisnerAmper LL3 | | | | | | | | | | | | 733 Third Ave | New York | | NY | 10017 | | 9/29/2003 | | 274 | | | | | | | | | | | | | | | {1}------------------------------------------------ | Thomas A. Byrne | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------|-------|-------------------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of Dowling & Partners Securities, LLC | as of | | 19/24 | . COP | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {3}------------------------------------------------ **CONTENTS** | Report of Independent Registered Public Accounting Firm | | |---------------------------------------------------------|-------| | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 - 6 | {4}------------------------------------------------  **EisnerAmper LLP** 11 Grand Central East 733 Third Avenue New York, NY 10017 **T** 212.949.8700 **F** 212.891.4100 www.eisneramper.com ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member of Dowling & Partners Securities, LLC #### *Opinion on the Financial Statement* We have audited the accompanying statement of financial condition of Dowling & Partners Securities, LLC (the "Company") as of December 31, 2025, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with accounting principles generally accepted in the United States of America. #### *Basis for Opinion* This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Co…Read the full text as markdown