DOWLING & PARTNERS SECURITIES LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of DOWLING & PARTNERS SECURITIES LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DOWLING & PARTNERS SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0000790080-17-000001
• CIK: 790080
• File #: 8-35658
• Material weakness: No
• Auditor: PricewaterhouseCooper
• Auditor location: Hartford, CT
• Contact: Krista Hilbie
• Phone: 860-676-7331
• Signed by: Vincent J. Dowling, Jr (manager)

Document text (excerpt)

X-17A-5 0000790080 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N DOWLING & PARTNERS SECURITIES LLC 190 FARMINGTON AVENUE FARMINGTON CT 06032 Krista Hilbie 860-676-7331 PricewaterhouseCooper 185 Asylum Street Hartford CT 06103 Certified Public Accountant Vincent J. Dowling, Jr DOWLING & PARTNERS SECURITIES LLC 02-22-2017 Vincent J. Dowling, Jr manager Y

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Original filing on SEC EDGAR (source of record)