DOWLING & PARTNERS SECURITIES LLC X-17A-5 (2020-02-19) — Broker-dealer annual report

Full text of DOWLING & PARTNERS SECURITIES LLC's X-17A-5 filed 2020-02-19 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DOWLING & PARTNERS SECURITIES LLC
• Form: X-17A-5
• Filed: 2020-02-19
• Period: 2019-12-31
• Accession: 0000790080-20-000002
• CIK: 790080
• File #: 8-35658
• Material weakness: No
• Auditor: Whittlesey
• Auditor location: Hartford, CT
• Contact: Krista Hilbie
• Phone: 8606768600
• Signed by: Vincent J. Dowling, Jr (manager)

Document text (excerpt)

X-17A-5 0000790080 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N DOWLING & PARTNERS SECURITIES LLC 190 FARMINGTON AVENUE FARMINGTON CT 06032 Krista Hilbie 8606768600 Whittlesey 280 Trumbull Street Hartford CT 06103 Certified Public Accountant Vincent J. Dowling, Jr DOWLING & PARTNERS SECURITIES LLC 12-31-2019 Vincent J. Dowling, Jr manager Y

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Original filing on SEC EDGAR (source of record)