Full text of SOGOTRADE, INC.'s X-17A-5 filed 2019-04-29 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SOGOTRADE, INC** STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2016 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: May 31, 2017 Estimated average burden hours per resoonse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8- 35930 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____ 0<br>16 ___<br>1_<br>10_1_<br>1_<br>_ | AND ENDING | ___<br>1_2_13_1_11_6 ___<br>_ | |----------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------|-------------------------------------------------| | | MM/DD YY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: SogoTrade, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>11 Broadway, Suite 514 | | FIRM 1.0. NO. | | | | (No. and Street) | | | | New York | NY | | 10004 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Dennis W. Malonev | | | 212 425 9264<br>(Area Code - Telephone ' umber) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | VB& T Certified Public Accountants, PLLC | | | | | | (Name - if i11dividual, stale last, firs/. middle name) | | | | 250 W 57th Street, Suite 162 | New York | NY | 10107 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I./ I<br>Certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied* 011 *as the basis for the exemption. See SecJion 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {2}---------…Read the full text as markdown