Full text of SOGOTRADE, INC.'s X-17A-5 filed 2024-04-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SOGOTRADE, INC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ #### UNITED **STATES SECURITIES AND EXCHANGE COMMISSION** Washington; D.C, 20549 OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 8-35930 | | | |---------|--|--| | | | | SEC FILE NUMBER | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------|--| | FIi.iNG FOR THE PERIOD BEGINNING Q 1 /Q 1 /2023 | | | | ---<br>_~<br>12/31/2023<br>~~= | | | | | MM/DD/YY | AND E:NDING | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _S_o_g_-o_t_ra_-d_·<br>__ | -e_<br>·_- _, _ln_c_-. | _______________ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ii Broker-dealer<br>□ Security-based swap dealer<br>bl Check here if respondent is aiso an OTC derivatives dealer | | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 14 Wall Street, Suite 2092 | | | | | | | | | (No. and Street) | | | | | New York | | NY | | 10005 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FIi.iNG | | | | | | | Kristopher Wallace | | 314 456 6090 | | kwallace@sogotrade.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B, ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBUC ACCOUNTANT whose reports are contained in this filing"' | | | | | | | Weisberg; Mole', Krantz & Goldfarb, LLP | | ·-- -- | | | | | - - | | (Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | | Woodbury | NY | 11797 | | | (Address) | | (City) | (State) | (Zip Code) | | | 12-14-2004 | | | 2107 | | | | rt, of g;,tration w;th<br>PCAOB}(;f ,ppllcableJ | | | (PCA | I<br>B Reg1m,uon N,moe,, • ••~"•bleJ | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an in…Read the full text as markdown