Full text of SOGOTRADE, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **SOGOTRADE, INC** ## **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-35930 # **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934·** | ___<br>FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/2_1 | | AND ENDING _1_2_/3_1_/_2_1 | __<br>_ | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------------------|------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Sogotrade, Inc.<br>NAME OF FIRM: | ------------------------------- | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>i!!I Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 250 W 57th Street, Suite 1632 | | | | | | | (No. and Street) | | | | | New York | | NY | | 10107 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Dennis Maloney | 212-425-9264 | | dmaloney@sogotrade.com | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | ·MSPC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 546 5th Avenue | New York | | NY | 10036 | | (Address) | (City) | | (State) | (Zip Code) | | 12-17-2003 | | 717 | | | | lte<br>of Regjstratioa with PCAOB)I• applkabk,J | | | | (PCAOB Regist,atioa N"mbe,, • appUcable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>a…Read the full text as markdown