Full text of SOGOTRADE, INC.'s X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SOGOTRADE, INC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-35930 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursus | refination nequired i droadn't to hales 27a-5, ITa-LE, and Loa-7 under the Securities Exchange Act of 1934 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM. Sogotrade, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 250 W 57th Street Suite 1632 | | | | | | (No. and Street) | | | | New York | NY | | 10107 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kristopher Wallace | 314 456 6090 | | kwallace@sogotrade.com | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Raines and Fischer LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 555 Fifth Avenue, 9th floor New York | | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 11-5-2009 | | 3760 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not requ…Read the full text as markdown