Full text of THRIVENT INVESTMENT MANAGEMENT INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 31, 2021 With Report of Independent Registered Public Accounting Firm  600 Portland Ave. S. Minneapolis, MN 55415-1665 800-847-4836 • thrivent.com {1}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-36525 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | AND ENDING 12/31/2021 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------|---------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Thrivent Investment Management Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>O Security-based swap dealer<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 600 Portland Avenue S | | | | | | (No. and Street) | | | | | Minneapolis | MN | | 55415 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kurt Tureson | 612-844-8233 | | kurt.tureson@thrivent.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | PricewaterhouseCoopers LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 45 South Seventh St, Suite 3400 | Minneapolis | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | rte<br>of Reg;,tc,Uoa w;th PCAOB)l;f appUrable) | | I<br>(PCAOB Reg;stcaUoo Nombec, ;f appUrable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by…Read the full text as markdown