THRIVENT INVESTMENT MANAGEMENT INC. X-17A-5 (2025-02-27) — Broker-dealer annual report

Full text of THRIVENT INVESTMENT MANAGEMENT INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Financial Statements and Supplemental Information Thrivent Investment Management Inc. SEC File Number: 8-36525 As of and for the year ended December 31, 2024 With Thrivent Investment Management, Inc.'s Exemption Report and Reports of Independent Registered Public Accounting Firm Required by SEC Rule l 7a-5 This report is deemed confidential in accordance with rule l 7a-5(e)(3) under the Securities Exchange Act of 1934. A Statement of Financial Condition and Report of Independent Registered Public Accounting Firm, bound separately, have been filed with the U.S. Securities and Exchange Commission simultaneously as a Public Document. ![](_page_0_Picture_3.jpeg) 600 Portland Ave. S. Minneapolis, MN 55415-1665 800-847-4836 • thrivent.com {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | SEC FILE NUMBER | | |-----------------|--| | 8-36525 | | **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** MM/DD/VY AND ENDING **12/31/2024** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Thrivent Investment Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 600 Portland Avenue S | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------|-----------------------------------------------|--| | Minneapolis | | MN | | 55415 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Andrew Norgard | 612-844-5508 | | | andy.norgard@thrivent.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLC | (Name - if individual, state last, first, and middle name) | | | | | | 45 South…

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