THRIVENT INVESTMENT MANAGEMENT INC. X-17A-5/A (2025-03-06) — Broker-dealer annual report

Full text of THRIVENT INVESTMENT MANAGEMENT INC.'s X-17A-5/A filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Statement of Financial Condition SEC File Number: 8-36525 As of and for the year ended December 31, 2024 With Report of Independent Registered Public Accounting Firm ![](_page_0_Picture_3.jpeg) 600 Portland Ave. S. Minneapolis, MN 55415-1665 800-847-4836 • thrivent.com {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-36525 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-121 and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Thrivent Investment Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 600 Portland Avenue S | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------------------------|--| | Minneapolis | MN | 55415 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Andrew Norgard | 612-844-5508 | andy.norgard@thrivent.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PricewaterhouseCoopers LLC | (Name - if individual, state last, first, and middle name) | | | | | 45 South Seventh St. Suite 3400 Minneapolis | 55402<br>MN | | | (Address) | (City) | (State)<br>(Zip Code) | | | 10/20/2003 | | 238 | | | | | (PCAOB Reg;strat;o" N,mbec, • appUcable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this f…

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