Full text of THRIVENT INVESTMENT MANAGEMENT INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 31, 2022 With Report of Independent Registered Public Accounting Firm  600 Portland Ave. S. Minneapolis, MN 55415-1665 800-847-4836 • thrivent.com {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | | |-----------------|--|--|--| | 8-36525 | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2022** AND ENDING **12/31/2022** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Thrivent Investment Management Inc. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer O Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | | | |---------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|----------------------------|--|--|--| | Minneapolis | MN | | 55415 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Kurt Tureson | 612-844-8233 | | kurt. tureson@thrivent.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 45 South Seventh St, Suite 3400 Minneapolis | | MN | 55402 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 238 | | | | | | rte<br>of Reg;,tcafon with PCAOB J(;f appUcable I | | (PCAOB Reg;,t,at;on N,mbec, • appUcableJ I | | | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.1…Read the full text as markdown