Full text of FINANCIAL GOAL SECURITIES, INC.'s X-17A-5 filed 2020-02-14 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Goal Securities, Inc. Report Pursuant to SEC Rule 17a-5 (d) Financial Statements For the Year Ended December 31,2019 {1}------------------------------------------------ #### CONTENTS | Table of Contents<br>Annual Audited Report Form X-17 A-5 Part III<br>Report of Independent Registered Public Accounting Firm | 1<br>2-4<br>5 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------| | Financial Statements:<br>Statement of Financial Condition<br>Statement of Income<br>Statement of Changes in Stockholder's Equity<br>Statement of Cash Flows<br>Notes to Financial Statements | 6<br>7<br>8<br>9<br>10-12 | | Additional Information:<br>Schedule I: Computation of Net Capital Pursuant to SEC Rule 15c3-1<br>Schedule II: Computation for Determination of the Reserve Requirements<br>and Information Relating to Possession or Control<br>Requirements for Brokers and Dealers Pursuant to SEC Rule 15c3-3 | 13<br>14 | | Report on Exemption Provisions<br>Pursuant to Provisions of 17 C.F.R. § 15c3-3(k)<br>Report of Independent Registered Public Accounting Firm | 15<br>16 | | | | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31.2020 Estimated average burden hours per response ...... 12.00 > SEC FILE NUMBER 8-37151 #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Financial Goal Securities, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>35-900 Bob Hope Drive, Suite 202 | AND ENDING 12/31/2019<br>---------------------<br>MMIDDIYY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO. | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------…Read the full text as markdown