Full text of FINANCIAL GOAL SECURITIES, INC.'s X-17A-5 filed 2024-01-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Goal Securities, Inc. Report Pursuant to SEC Rule 17a-5 (d) Financial Statements For the Year Ended December 31 , 2023 {1}------------------------------------------------ #### CONTENTS | Table of Contents<br>Annual Audited Report Form X-17 A-5 Part III<br>Report of Independent Registered Public Accounting Firm | 1<br>2-4<br>5 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------| | Financial Statements:<br>Statement of Financial Condition<br>Statement of Operations<br>Statement of Changes in Stockholder's Equity<br>Statement of Cash Flows<br>Notes to Financial Statements | 6<br>7<br>8<br>9<br>10-13 | | Additional Information:<br>Schedule I: Computation of Net Capital Pursuant to SEC Rule 15c3-1<br>Schedule II: Computation for Determination of the Reserve Requirements<br>and Information Relating to Possession or Control<br>Requirements for Brokers and Dealers Pursuant to SEC Rule 15c3-3 | 14<br>15 | | Report of Independent Registered Public Accounting Firm | 16 | | Assertions Regarding Exemption Provisions<br>Pursuant to Provisions of 17 C.F.R. § 15c3-3(k) | 17 | {2}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-S PART III | | FORM X-17A-S | 8-37151 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| | | PART III | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | AND ENDING 12/31/23 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Financial…Read the full text as markdown