Full text of FINANCIAL GOAL SECURITIES, INC.'s X-17A-5 filed 2023-01-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Goal Securities, Inc. Report Pursuant to SEC Rule 17a-5 (d) Financial Statements For the Year Ended December 31,2022 {1}------------------------------------------------ ### CONTENTS | Table of Contents<br>Annual Audited Report Form X-17 A-5 Part III<br>Report of Independent Registered Public Accounting Firm | 1<br>2-4<br>5 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------| | | | | Financial Statements:<br>Statement of Financial Condition | 6 | | Statement of Operations<br>Statement of Changes in Stockholder's Equity<br>Statement of Cash Flows | 7<br>8<br>9 | | Notes to Financial Statements | 10-13 | | Additional Information: | | | Schedule I: Computation of Net Capital Pursuant to SEC Rule 15c3-1<br>Schedule II: Computation for Determination of the Reserve Requirements<br>and Information Relating to Possession or Control<br>Requirements for Brokers and Dealers Pursuant to SEC Rule 15c3-3 | 14<br>15 | | Report of Independent Registered Public Accounting Firm | 16 | | Assertions Regarding Exemption Provisions<br>Pursuant to Provisions of 17 C. F. R. § 15c3-3(k) | 17 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235·0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS FORM** X-17A-S **PART III** | SEC FILE NUMBER | |-----------------| | 8-37151 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 MM/DD/VY AND ENDING 12/31/22 MM/DD/YV A. REGISTRANT IDENTIFICATION NAME OF FIRM: Financial Goal Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): iii Broker-dealer 0 Security-based swap dealer o Check here if respondent is also an OTC derivatives dealer o Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 35-900 Bob Hope Drive Suite 202 (No. and Street) Rancho Mirage CA 92270 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Bryan S. Kocen 760-324-4015 bryan@kfginc.com (Nam…Read the full text as markdown