Full text of FINANCIAL GOAL SECURITIES, INC.'s X-17A-5 filed 2022-01-20 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Goal Securities, Inc. Report Pursuant to SEC Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2021 {1}------------------------------------------------ ### CONTENTS | Table of Contents<br>Annual Audited Report Form X-17 A-5 Part III<br>Report of Independent Registered Public Accounting Firm | 1<br>2-4<br>5 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------| | Financial Statements:<br>Statement of Financial Condition<br>Statement of Operations<br>Statement of Changes in Stockholder's Equity<br>Statement of Cash Flows<br>Notes to Financial Statements | 6<br>7<br>8<br>9<br>10-13 | | Additional Information:<br>Schedule I: Computation of Net Capital Pursuant to SEC Rule 15c3-1<br>Schedule II: Computation for Determination of the Reserve Requirements<br>and Information Relating to Possession or Control<br>Requirements for Brokers and Dealers Pursuant to SEC Rule 15c3-3 | 14<br>15 | | Report of Independent Registered Public Accounting Firm | 16 | | Assertions Regarding Exemption Provisions<br>Pursuant to Provisions of 17 C.F.R. § 15c3-3(k) | 17 | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION W •• bIDgtOD, D.C. 2054' ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMS APPROVAl OMS Number: 3235-0123 Expires: October 31, 2023 Estimated average burden houraperre.pens ....... 12.00 > SEC FILE NUMBER 8-37151 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of tbe Securities Excbange Act of 1934 and Rule 17.-5 Tbereunder | REPORT FOR THE PERIOD BEGINNINO 0"01/2021 | | | | AND ENDING 12/31/2021<br>------------------------ --- | | |-------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|---------------|-------------------------------------------------------|--| | | | MMIDDIYY | | MMlDDIYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Financial Goal Securities, Inc. | | OFFICJAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 35-900 Bob Hope Drive, Su…Read the full text as markdown