Full text of INTESA SANPAOLO IMI SECURITIES CORP.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **lntesa Sanpaolo IMI Securities Corp.** Statement of Financial Condition December 31 , 2021 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-Q123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hou~ per response; 12 | | # **ANNUAL REPORTS FORM** X~17A-5 **PART** Ill | SEC fiLE NUMBER | | | | | |-----------------|---------|--|--|--| | | 8-37444 | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a·7 under the Securities Exchange Act of 1934 | FlUNG FOR THE PERIOD BEGINNING | O 1 I O 1 I 2 O 21<br>MM/DD/YY | | ANDENDING 12131 | 12021<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------|-----------------------------------------|--------------------------------------------| | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Intesa Sanpaolo IMI Securities Corp. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer<br>0 Check here if respondent Is also an OTC derivatives dealer | D Security-based swap dealer | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1 William Street 9th Floor | | | | | | | (No. and Street) | | | | | New York | New York | | 10004 | | | | | | | | | (City) | | (State) | | (Zip Code) | | | 212~326-1118<br>(Area Code- Telephone Number) | | (Email Address) | vincent.djbelJa@intesasanpaalo com | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Vincent DiBella<br>(Name) | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | | | | | (Name- if Individual, state last, first, and middle name) | | | | | 485 Lexington Ave<br>(Address) | New York<br>(City) | NY | 10017<br>(State) | (Zip Code) | | 0912412003 | | | 173 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a…Read the full text as markdown