Full text of INTESA SANPAOLO IMI SECURITIES CORP.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **lntesa Sanpaolo IMI Securities Corp.** Statement of Financial Condition '. December 31, 2022 \ Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 323S"0123<br>Expires: Oct. 31, 2023 | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------------------|-----------------------------------------------------------------|--|--| | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-37444 | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01 /Q 1/2022 | | | AND ENDING 12/31 /2022 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: lntesa Sanpaolo IMI Securities Corp. | | | | | | lYPE OF REGISTRANT {check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | | | | | 1 William Street 9th Floor | | | | | | | | (No. and Street) | | | | | | New York | New York | | 10004 | | | | {City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Vincent DiBella | 212-326-1118 | vincent.dibella@intesasanpaolo.com | | | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Crowe LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lexington Ave | New York | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/24/2003 | | 173 | | | | | | | | | | | | r·<br>I<br>of •• ,,,,,.tloo with PCAOB lllf '""""•I | FOR OFFICIAL USE ONLY | | | | | CFR 240.17a-5(e)(…Read the full text as markdown