Full text of INTESA SANPAOLO IMI SECURITIES CORP.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **lntesa Sanpaolo IMI Securities Corp.** Statement of Financial Condition December 31 , 2024 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 1 {1}------------------------------------------------ | | UNITED STATES<br>SECURmES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|-----------------------------------------|--|--|--| | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | 8-37444 | | | | | | PART Ill | | - | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5,17a-12, and 18a·7 under the Securities Exchange Act of 1934 | | | | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | | | | | | | MM/00/YY | | MMiDO/YY | | | | | | A. REGISTRANT IDENnFICAnON | | | | | | | | NAME oF FIRM: lntesa Sanpaolo IMI Securities Corp. | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>[!] Broker-dealer<br>0 Check here tf respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | | 0 Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1 William Street 9th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | New York | | 10004 | | | | | (City) | (State) | | (Zip Code} | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Vincent DiBella | 212-326-1118 | | vincenldibella@intesasahpaolo.com | | | | | (Name)<br>(Area Code-Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | PKF O'Connor Davies LLP | INDEPENDENT PUBLICACCOUNTANTwhose reports are contained in this filing* | | | | | | | | (Name-iflndlvldual, state last, first, and middle name)· | | | | | | | 245 Park Ave 12 Floor | New York | NY | 10167 | | | | | (Address}<br>09/09/03 | (City) | (State}<br>127 | (Zip Code} | | | | | (i<br>of R-on | with PCAOBII• opplkoW•I FOR OFFICIAL USE ONLY | | (PCAOB R<®""""" Nomb.,, • oppl ble)l | | | | | | | | | | | | | | "' Claims for exemption from the requ…Read the full text as markdown