Full text of INTESA SANPAOLO IMI SECURITIES CORP.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **lntesa Sanpaolo IMI Securities Corp.** Statement of Financial Condition December 31, 2025 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235.-0123 Expires: Nov. *30,* 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a·7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD.BEGINNING 01/01/2025 MM/DD/YY · AND ENDING 12/31/2025 MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: lntesa Sanpaolo IMI Securities Corp. TYPE OF REGISTRANT (check all applicable boxes}: GJ Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also *an* OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1 William Street 9th Floor | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|--------------------------------------------|------------------------------------|--| | New York | New York | | 10004 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Vincent DiBella | 212-326-1118 | | vfncent.dlbella@lntesasanpaolo.com | | | (Name) | {Area Code- Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | PKF O'Connor Davies LLP<br>245 Park Avenue 12th Floor | (Name-If Individual, state last, first, and middle name)<br>New York | NewYork | 10167 | | | [Address) | (City) | (State) | (Zip Code) | | | 09/09/2003 | | 127 | | | | (Date of Registration with PCAOB)(If applicable) | | (PCAOB Registration Number, lf applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a·S(e)(l)(il), if applicable. | | | | | Persons who are to respond to the collection of information con…Read the full text as markdown