Full text of INSTITUTIONAL SECURITIES CORPORATION's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** OMB Number:3235-0123 Expires:Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-38158 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, <sup>17</sup>a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/<sup>21</sup> <sup>12</sup>/31/<sup>21</sup> FILING FOR THE PERIOD BEGINNING AND ENDING MM MM/DD/YY /DD/YY > **A.REGISTRANT IDENTIFICATION** #### .Institutional Securities Corporation NAME OF FIRM- TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) # 3500 Oak Lawn Ave., Suite 400 | | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------------------------|-------------------|----------------------------------------------------------|----|-------------------------------------------|--|--| | Dallas | | Texas | | 75219 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Scott<br>Hayes | | 214-520-1115 | | shayes@iscgroup.com | | | | (Name) | | (Email Address)<br>(Area Code -Telephone Number) | | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | &<br>Company<br>Sanville | | (Name -if individual, state last,first, and middle name) | | | | | | Saint<br>Paul<br>N<br>325 | St<br>#3100<br>., | Dallas | TX | 75201 | | | | (Address) | (City) | | | (Zip Code) | | | | 09/18/03 | | 169 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number,if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>* | | | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently…Read the full text as markdown