Full text of INSTITUTIONAL SECURITIES CORPORATION's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** OMB Number: 3235-0123 Expires:Nov. 30,2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER **8-38158** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and 18a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/<sup>2024</sup> 12/31/<sup>2024</sup> FILING FOR THE PERIOD BEGINNING AND ENDING MM MM/DD/YY /DD/YY **A.** **REGISTRANT IDENTIFICATION** # Institutional Securities Corporation NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) # 3500 Oak Lawn Ave., Suite 400 | | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|--------------------------------------------------------------------|-----------------|-------------------------------------------|--|--| | Dallas | | Texas | | 75219 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Scott<br>Hayes | | 214-520-1115 | | shayes@iscgroup.com | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | &<br>Company<br>Sanville<br>Saint<br>Paul<br>N<br>325 | St<br>#3100 | (Name -if individual, state last,first, and middle name)<br>Dallas | TX | 75201 | | | | (Address) | ., | (City) | (State) | (Zip Code) | | | | 09/18/03 | | | 169 | | | | | (Date of Registration with PCAQB) (if applicable) | | | | (PCAOB Registration Number,if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>*<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | | CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who areto respond tothe collectionof informationcontained…Read the full text as markdown