Full text of INSTITUTIONAL SECURITIES CORPORATION's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number:3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: <sup>12</sup> > SEC RUE JSIUMBEUS 8-38158 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/<sup>23</sup> <sup>12</sup>/31/23 AND ENDING FILING FOR THE PERIOD BEGINNING MM MM/DD/YY /DD/YY **A.REGISTRANT IDENTIFICATION** # Institutional Securities Corporation NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 3500 Oak Lawn Ave., Suite 400 | | | (No. and Street) | | | | | |--------------------------------------------------|---------------|-----------------------------------------------------------|-----------------|-------------------------------------------|--|--| | Dallas | | Texas | | 75219<br>(Zip Code) | | | | (City) | | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Hayes<br>Scott | | 214-520-1115 | | shayes@iscgroup.com | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | Company<br>&<br>Sanville | LLC<br>, | (Name -if individual, state last, first, and middle name) | | | | | | St<br>Paul<br>North<br>Saint<br>325 | 3100<br>Suite | Dallas | TX | 75201 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 09/18/2003 | | | 169 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAQB Registration Number,if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}-------------------------------------…Read the full text as markdown