Full text of INSTITUTIONAL SECURITIES CORPORATION's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION' Washington, D.C. 20549** | REPORTS<br>ANNUAL | |-------------------| | X-17A-5<br>FORM | | PARTIN | OMB APPROVAL OMB Number: 3235-0123 Expires:Oct. <sup>31</sup>, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-38158 | | **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-7 under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/22 12/31/22 AND ENDING FILING FOR THE PERIOD BEGINNING MM MM/DD/YY /DD/YY **REGISTRANT IDENTIFICATION <sup>A</sup>.**Institutional Securities Corporation NAME OF FIRM TYPE OF REGISTRANT (check all applicable boxes): **<sup>S</sup>** Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) 3500 Oak Lawn Ave., Suite 400 (No. and Street) Dallas Texas 75219 (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott Hayes 214-520-1115 shayes@iscgroup.com (Email Address) (Area Code -Telephone Number) (Name) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company (Name -if individual, state last,first,and middle name) TX <sup>75201</sup> <sup>325</sup> N. Saint Paul St., #<sup>3100</sup> Dallas (State) (Zip Code) (City) (Address) <sup>169</sup> <sup>09</sup>/18/03 (PCAOB Registration Number,if applicable) (Date of Registration with PCAOB) (if applicable) **FOR OFFICIAL USE ONLY** \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5( e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are notrequired to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** , swear (or affirm) that;to the best of my knowledge and belief, the *\ r*Scott Hayes *,* as of financial report pertaining to the firm of institutional Securities corporation ,is true and correct. <sup>I</sup> further swear…Read the full text as markdown