JMP SECURITIES LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of JMP SECURITIES LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: JMP SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0000831726-17-000002
• CIK: 831726
• File #: 8-39613
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: San Francisco, CA
• Contact: Raymond Jackson
• Phone: 415-835-3979
• Signed by: Raymond Jackson (Managing Director, Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000831726 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 Raymond Jackson 415-835-3979 PricewaterhouseCoopers LLP Three Embarcadero Center San Francisco CA 94111 Certified Public Accountant Raymond Jackson JMP SECURITIES LLC 12-31-2016 Raymond Jackson Managing Director, Chief Financial Officer Y

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• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-28
• X-17A-5/A — 2017-03-17
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)