Full text of CITIZENS JMP SECURITIES, LLC's X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | | |--------------------------------------------|-------------------|--| | OMB Number | 3235-0123 | | | Expires | November 30, 2026 | | | Estimated avg burden<br>hours per response | 12.00 | | | | SEC FILE NUMBER | | | | 8-39613 | | # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # FACING PAGE # Information Required of Brokers and Dealers Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 # A. REGISTRANT IDENTIFICATION NAME OF BROKER - DEALER: CITIZENS JMP Securities. LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer > ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 101 California Street, Suite 1700 San Francisco, CA 94111 NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: Raymond Jackson (415) 835-3979 # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche LLP 115 Federal Street, Winthrop Center Floors 12-15 Boston, Massachusetts 02110 PCAOB Registration Date and Number: 10/20/03 #34 FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See section 240.17a-5(e)(1)(ii). {1}------------------------------------------------ # Docusign在竹州乡地铁ダリア伊伊AGEでFRPPFF全り中企そのEC-7B6AFC5E860D # (A Wholly-Owned Indirect Subsidiary of Citizens Financial Group, Inc.) # OATH OR AFFIRMATION l, Raymond Jackson, Chief Financial Officer, swear (or affirm) that, to the best of my knowledge and belief the accompanying statement of financial condition pertaining to the firm of Citizens JMP Securities, LLC. as of December 31, 2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Caymond Jackson Signature Chief Financial officer Title This filing\*\* contains (check all applicable boxes): - 图 (a) Statement of financial condition. - 图 (b) Notes to consolidated statement of financial condition. - □ (c) Statement o…Read the full text as markdown