Full text of JMP SECURITIES LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ JMP SECURITIES LLC #### (SEC I.D. No. 8-39613) #### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) a under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT** {1}------------------------------------------------ | OMB APPROVAL | | | |--------------------------------------------|------------------|--| | OMB Number | 3235-0123 | | | Expires | October 31, 2023 | | | Estimated avg burden<br>hours per response | 12.00 | | | | SEC FILE NUMBER | | **8-39613** #### **UNITED STATES** **SECURITIES AND EXCHANGE COMMISSION** #### **Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER - DEALER: **JMP Securities LLC** #### **TYPE OF REGISTRANT (check all applicable boxes):** ր **Broker-dealer** տ **Security-based swap dealer** տ **Major security-based swap participant** տ **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **600 Montgomery, Suite 1100 San Francisco, CA 94111** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: **Ray Jackson (415) 835-3979** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **Deloitte & Touche LLP 200 Berkeley Street Boston, Massachusetts 02116 PCAOB Registration Date and Number: 10/20/03 #34** FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See section 240.17a-5(e)(1)(ii). {2}------------------------------------------------ # **JMP Securities LLC Oath or Affirmation** I, **Raymond Jackson,** Chief Financial Officer, swear (or affirm) that, to the best of my knowledge and belief the accompanying statement of financial condition pertaining to the firm of JMP Securities LLC, as of December 31, 2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may b…Read the full text as markdown