JMP SECURITIES LLC X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of JMP SECURITIES LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: JMP SECURITIES LLC
• Form: X-17A-5
• Filed: 2021-02-26
• Period: 2020-12-31
• Accession: 0000831726-21-000006
• CIK: 831726
• File #: 8-39613
• Material weakness: No
• Auditor: Marcum LLP
• Auditor location: San Francisco, CA
• Contact: Binh Truong
• Phone: (415) 835-8917
• Signed by: Raymond Jackson (Managing Director, Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000831726 XXXXXXXX LIVE true false false 01-01-2020 12-31-2020 Broker-dealer N JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 Binh Truong (415) 835-8917 Marcum LLP 1 Montgomery Street Suite 1700 San Francisco CA 94104 Certified Public Accountant Raymond Jackson JMP SECURITIES LLC 12-31-2020 Raymond Jackson Managing Director, Chief Financial Officer Y

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• X-17A-5 — 2022-02-28
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-28
• X-17A-5/A — 2017-03-17
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)