Full text of WOODLANDS SECURITIES CORPORATION's X-17A-5 filed 2021-05-27 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | |-------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|------------|-------------------------|------------------------------------------------|--|--| | B<br>Public Accountant | | | | | | | | Iv' jcertified Public Accountant | | | | | | | | CHECK ONE: | | | | | | | | (Address) | (City) | (State) | | (Zip Code) | | | | ONE RIVERWAY, SUITE 1900 | HOUSTON | TEXAS | | 77056 | | | | | (Name - if individual, state last.first, middle name) | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>HARPER & PEARSON COMPANY, P.C. | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | MORRIS MONROE | | | | 281-367-2483<br>(Arca Code - Telephone Number) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | (City) | (State) | | (Zip Code) | | | | | THE WOODLANDS | TX | | 77380 | | | | | | (No. and Street) | | | | | | | 10655 SIX PINES, DR SUITE 100 | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | | | NAME OF BROKER-DEALER: WOODLANDS SECURITIES CORPORATION | | | | OFFICIAL USE ONLY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | MM/DD/YY | | | | MM/DD/YY | | | | REPORT FOR THE PERIOD BEGINNING | ___<br>__<br>0_4_/_0_1/_2_0_2_0 | AND ENDING | __<br>0_3/_3_1_/2_0_2_1 | __<br>_ | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | FACING PAGE<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | PART Ill | | | 8-039700 | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | | ANNUAL AUDITED REPORT | | | hours per response 12.00 | | | | | | | | Estimated average burden | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number:<br>Expires: | 3235-0123<br>October 31, 2023 | | | | | UNITED STATES | | | 0MB APPROVAL | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In…Read the full text as markdown