Full text of NAVIGATOR SECURITIES LIMITED's X-17A-5 filed 2024-05-28 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-39700 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2023** AND ENDING **03/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Navigator Securities Ltd TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 14301 FNB Pkwy Ste 112 | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-------------------------|-----------------------------------------|--| | Omaha | NE | | 68154 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Eric Hamilton | 402-218-4064 | eric.hamilton@avior.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EEPB CPAs and Business Advisors | | | | | | 2950 N Loop W Ste 1200 | (Name - if individual, state last, first, and middle name)<br>Houston | TX | 77092 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/05/2003 | | 879 | | | | rte of Reg;stcat;oo w;th PCAOB)l;f app!;cableJ | | | {PCAOB Regdcafoo N"mbec, ff applkableJI | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, ERIC HAMILTON | swear (or affirm) th…Read the full text as markdown