Full text of WOODLANDS SECURITIES CORPORATION's X-17A-5 filed 2023-05-24 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill SEC FILE NUMBER 8-039700 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2022** MM/DD/VY AND ENDING **03/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: WOODLANDS SECURITIES CORPORATION TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Security-based swap dealer □ Check here if respondent Is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10655 SIX PINES DR, SUITE 100 | | (No. and Street) | | | | | | |-------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--|--|--| | THE WOODLANDS | TX | | 77380 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | MORRIS MONROE | 281-367-2483 | Mmonroe@woodlandssecuritles.com | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | HARPER & PEARSON COMPANY, P.C<br>ONE RIVERWAY, SUITE 1900 HOUSTON | (Name - if individual, state last, first, and middle name) | TEXAS | 77056 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/14/2003 | | 431 | | | | | | rte of Regl~rnfoa with PCAOB )(If applicable) | | (PCAOB Reglstrntloa Nombe,, If applicable) | | | | | | | FOR OFFICIAL USE ONLY | | I | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | MORRIS MONROE | |---------------| | | I, MORRIS MONROE swear (or affirm) that, to the best of my knowledge and bel…Read the full text as markdown