Full text of WOODLANDS SECURITIES CORPORATION's X-17A-5 filed 2022-05-26 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 8295-0123<br>Expires: Oct, 31, 202.3<br>Estimated average burden | | | | | | | hours per response: 12 | | | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-S | 8-039700 | | | | | | PART Ill | | | | | | FILING FOR THE PERIOD BEGINNING 04/01/2021 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | AND ENDING 03/31/2022 | | | | | | MM/DD/VY | MM/DD/VY | | | | | | A, REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: WOODLANDS SECURITIES CORPORATION | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker~dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major securlty~based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 10655 SIX PINES DR, SUITE 100 | | | | | | | | (No. and Street) | | | | | | THE WOODLANDS | TX | 77380 | | | | | {City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MORRIS MONROE | 281-367-2483 | Mmonroe@woodlandssecurltles.com | | | | | (Name) | (Area Code -Telephone Number) | (Ema II Address) | | | | | | B, ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | HARPER & PEARSON COMPANY, P.C | | | | | | | | (Name - If indlvldual, state last, first, and middle name) | | | | | | ONE RIVERWAY, SUITE 1900 HOUSTON | | TEXAS<br>77056 | | | | | (Address) | (City) | {State)<br>(Zip Code) | | | | | ( Date of Registration with PCAOB)(lf appllcable) | | (PCAOB Registration Number, If applicable' | | | | | FOR OFFICIAL USE ONLY | | | | | | | CFR 240.17a-S(e)(1)(ll), If applicable. | ~ Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public<br>accountant must be supported by a statement offacts and circumstances relied…Read the full text as markdown