Full text of SEB SECURITIES, INC.'s X-17A-5 filed 2024-03-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ | U ITEDSTATES<br>SECURm<br>ES ANO EXCHANGE COMMISSION<br>Washington. D.C. 20549 | | OM9 Nurilet: "3S 0123<br>• NOY. 30,. 2026<br>lflSl'latod ;rw,r.ip bunllfl<br>houn per m po,tW 12 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------|--------------------------------------------------------------------------------------------------|--|--| | ANNUAL REPORTS | | | | | | FORM X-17A-S | | | | | | PART Ill | | | | | | FAONG PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange ct of 1934<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /23<br>MM/<br>/YY | AND ENDING 12/31 /23 | 0/YY<br>Mt | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME o F FIRM: SEB Securities, Inc. | | | | | | | | | | | | TYPE OF REGISTRA<br>(ch<br>all applicable boxes):<br>C Securlty·ba~<br>[iJ Broker•dealer<br>swap dealer<br>0 OIN:k M-•tt tf re\lt;br>.nt I'S a~ an OTC dtlrlv.ltlvt's. dc>alttr | ajor security-based swap | rtklpant | | | | ADDRESS OF PRINCIPAL PlAC OF BUSINESS: (Do not use a P.O. box | ,) | | | | | 66 Hudson Boulevard, 28th floor | | | | | | . andStrttt) | | | | | | New York<br>New York | 10001 | | | | | (~} | | | | | | A<br>W<br>PERSON TO CO<br>IS FILING<br>REGARD TO | | | | | | Anna Elinore Stroem<br>212-907 4855 | | elinore.strom@sebny.com | | | | | (Ema I | dms) | | | | B. ACCOUNTANTIOENTIRCATION | | | | | | INOEPCNDENT PUBLIC ACCOUNTANT whose repo<br>are contained in this filing•<br>CohnReznick LLP | | | | | | | | | | | | 1301 Avenue of the Americas New York | NY | 10001 | | | | fAddr1e-sst | | (Zip Code) | | | | 10/14/2023 | 596 | | | | | able) | (PC.A0 8 ReJ!stmlon | | | | | FOR OFFIOAL USE ONLY<br>tts be coveCM by the rell()tU ot bl'I 1ntte<br>• Cblms for exemption from the requirement that the annual r | | ndent publlc | | | **a** nt.al\t must be supporttd t,y **a** stat mcint of facts and c:ircumSt3ncn r~ltC'd on 8 the basis of <sup>t</sup> h(! t'Xffl\PtlC>n. SC!P 17 CFR 240 l 7a-S(eK1)(U), If a~ ble. ~, who Int to resp(Hld to die collection of Information con1~td In tflls form ant not required to respond un!OS'S die fo,m displ11ys a a,,r ly vafld co…Read the full text as markdown