Full text of SEB SECURITIES, INC.'s X-17A-5/A filed 2024-03-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **SEB SECURITIES, INC. (A Wholly Owned Subsidiary of SEB AB)** STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ | | | UNITED STATES | | | OMB APPROVAL | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|------------------------------------------------------------|---------|------------------------|----------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | | | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | | | ANNUAL REPORTS | | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | | | | | | | | | | | PART III | | | | | | | | | FACING PAGE | | | | | | | information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | AND ENDING 12/31/23<br>FILING FOR THE PERIOD BEGINNING 01/01/23 | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: SEB Securities, Inc. | | | | | | | | | | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | @ Broker-dealer - D Security-based swap dealer - D Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 66 Hudson Boulevard, 28th floor | | | | | | | | | | | (No. and Street) | | | | | | | New York | | New York | | | 10001 | | | | (City) | | (State) | | | (Zip Cade) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Anna Elinore Stroem | | 212-907 4855 | | | elinore.strom@sebny.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling * | | | | | | | | | CohnReznick LLP | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1301 Avenue of the Americas New York | | |…Read the full text as markdown