Full text of SEB SECURITIES, INC.'s X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **SEB SECURITIES, INC. (A Wholly Owned Subsidiary of SEB AB)** STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ### ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /25** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: SEB Securities, Inc TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Securit y-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31 /25** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 66 Hudson Boulevard, 28th floor | | (No. and Street) | | | | |-----------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------------|--| | New York | | New York | 10001 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO TH IS FILING | | | | | | Matas Jencauskas | + 1 929 594 6809 | | Matas.Jencauskas@sebny.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | CohnReznick LLP | (Name - if individual, state last, first, and middle name) | | | | | 1301 Avenue of the Americas New York | | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/14/2003 | | 596 | | | | | | | I<br>(PCAOB R'8i><raboa N,mbec, ff applicabo) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** | 0MB Number: 3235--0123 | |---------------------------| | Expires: Nov. 30, 2026 | | Estimat ed average burden | | hours per response: 12 | SEC FILE NUMBER {2}-------------…Read the full text as markdown